projects and fulfilling the requirements of the ESSs.
Specifically with regards to stakeholder engagement,
the Bank has the following responsibilities:
a. Task teams review the environmental and
social assessments of projects to verify
that they identify groups and individuals
“affected by the project that may be
disadvantaged or vulnerable.”15
e) grievance mechanisms; f) organizational capacity
and commitment. Requirements relevant to
contextualizing the “Analysis” section of this report
include:
a. Stakeholder identification and analysis
requirements
i. Borrowers must identify project
stakeholders.21
b. Task teams review Borrowers’ Stakeholder
Engagement Plans (SEPs) to verify that they
identify the “disadvantaged or vulnerable
individuals or groups,” include differentiated
means for these individuals or groups to
effectively participate in the projects, and
that the Borrowers have engaged and
consulated with these “disadvantaged or
vulnerable” stakeholders.16
ii. Depending on the social risks and
impacts of a project, Borrowers “may
need to retain independent third party
specialists to assist in the stakeholder
identification and analysis to support...
the design of an inclusive engagement
process.”22
b. Stakeholder Engagement Plan requirements
i. Borrowers will develop and implement
a Stakeholder Engagement Plan
(SEP), which “will describe the timing
and methods of engagement with
stakeholders through the life cycle of
the project as agreed between Bank
and Borrower.”23
c. The Bank can require Borrowers to use
independent third party specialists to assist
in identifying “disadvantaged or vulnerable”
individuals or groups and assessing the risks
and impacts on them.17
d. The Bank may participate in “the
consultation activities of the Borrower,
including with disadvantaged or vulnerable
individuals or groups” to undertake “its
due diligence of the project with respect to”
these individuals or groups.18
ii. Borrowers must develop and implement
the elements of a SEP for every project,
and these elements should be included
in the Environmental and Social
Commitment Plan (ESCP) if a standalone document is not necessary. The
SEP should be “proportionate to the
nature and scale of possible risks and
impacts of the project.”24
3. Environmental Standard 10 (ESS10):
Stakeholder Engagement and Information
Disclosure
While the ESP describes requirements of the Bank
pertaining to implementing effective stakeholder
engagement in all IPF projects, ESS10 sets forth
requirements for Borrowers, with which the Bank is
responsible to assist in carrying out.19 ESS10 must be
read in conjunction with ESS1 and, in cases of projects
involving Indigenous Peoples, Borrowers must also
apply the consultations and disclosure requirements
described in ESS7 (Both ESS1 and ESS7 are further
detailed below).20
iii. Borrowers will disclose an updated SEP
“if significant changes are made to the
SEP.”25
iv. SEPs will describe “the measures
that will be used to remove obstacles
to participation, and how the views
of differently affected groups will
be captured,” and, when relevant
“include differentiated measures to
allow the effective participation of
those identified as disadvantaged or
vulnerable.”26
Under ESS10, the Bank is responsible for helping
Borrowers carry out requirements that fall under the
following categories: a) Stakeholder identification
and analysis; b) Stakeholder Engagement Plans; c)
information disclosure; d) meaningful consultation;
15
16
17
18
19
20
“The Directive,” 3.
“The Directive,” 3.
“The Directive,” 3.
“The Directive,” 3.
“Environmental and Social Framework,” 97, par. 1.
“Environmental and Social Framework,” 97, par. 3.
BANK INFORMATION CENTER | MAR 2021
c. Information disclosure requirements
i. Borrowers must disclose certain
21
22
23
24
25
26
“Environmental and Social Framework,” 98, par. 10.
“Environmental and Social Framework,” 98, par. 12.
“Environmental and Social Framework,” 99, par. 14.
“Environmental and Social Framework,” 98-99, par. 13-14
“Environmental and Social Framework,” 98, par. 13.
“Environmental and Social Framework,” 99, par. 16.
23
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