it is available, such as specific names of
media and websites. If locations and dates
of meetings are not known, the SEP should
provide a general idea of the number of
consultations that will occur and the way
they will be conducted.41
i. For projects with high and substantial
environmental and social risk ratings,
there should be “several formal points of
engagement, as well as ongoing information
dissemination.”42
j. Borrowers should develop lists of projectaffected and other interested parties at
the beginning of environmental and social
assessments for projects, and should
pay “special attention to identifying
disadvantaged or vulnerable groups.”43
k. It is advisable to “conduct discussions
with representatives of the stakeholders
identified.”44
4. Environmental Standard 1 (ESS1):
Assessment and Management of
Environmental and Social Risks and
Impacts
As noted above, ESS10 must be read in conjunction
with ESS1, which establishes the Borrower’s
responsibility for “assessing, managing, and
monitoring environmental and social risks and
impacts associated with each stage of the project.”50
Within this broad responsibility, ESS1 sets forth several
objectives that involve identifying environmental and
social risks, minimizing them, and mitigating them.
Stemming from these objectives to manage potential
project risks and to engage with stakeholders that
are “disadvantaged and vulnerable,” ESS1 details the
following requirements that relate to undertaking
stakeholder engagement more broadly:
a. Environmental and social assessment
requirements
l. Depending on the context of the society,
“women, children, youth, and the elderly,
or other groups may need to be considered
as stakeholder groups of their own” and
may need to be engaged using “separate
consultation formats.”45
i. Borrowers will carry out environmental
and social assessments based on
current information and “will include
stakeholder engagement as an integral
part” of them.51
ii. For High and Substantial Risk
projects, Borrowers will “retain
independent specialists to carry out the
environmental and social assessment”
for projects.52
m. Various strategies can be used to mitigate
barriers to engagement by “focusing on
issues of accessibility, communication,
empowerment, and/or confidentiality.”46
n. Drafts of SEPs should be “made available
to stakeholders in accessible formats and
through channels that are appropriate for
them,” and they should be notified of their
publication through various channels.47
iii. The assessments will take into account
“any prejudice or discrimination toward
individuals or groups in providing
access to development resources
and project benefits” especially to
“those who may be disadvantaged or
vulnerable.”53
o. Borrowers should indicate the resources they
will devote “to managing and implementing”
the SEP, in particular that there is “an
adequate budget...allocated toward
stakeholder engagement” and the people
that are in charge of the SEP.48
41
42
43
44
45
46
47
48
49
iv. When individuals or groups are
identified as “disadvantaged or
vulnerable,” Borrowers will “propose
and implement differentiated
measures” so that these individuals
or groups do not experience
disproportionate adverse impacts and
so that they share any development
benefits that result from the project.54
p. Borrowers should require “require all
grievances to be treated confidentially,
impartially, objectively, and in a timely
manner.”49
Ibid.
“Guidance Note: ESS10,” 2, GN6.1.
“Guidance Note: ESS10,” 4, GN10.1(a).
“Guidance Note: ESS10,” 4, GN10.1(c).
“Guidance Note: ESS10,” 4, GN10.2.
“Guidance Note: ESS10,” 4, GN11.1.
“Guidance Note: ESS10,” 5, GN13.3.
“Template for ESS10,” 5 sec. 5.1.
“Guidance Note: ESS10,” 9, GN27.5.
BANK INFORMATION CENTER | MAR 2021
50
51
52
53
54
b. Stakeholder engagement and information
disclosure requirements
“Environmental and Social Framework,” 15, par. 1
“Environmental and Social Framework,” 18, par. 24.
“Environmental and Social Framework,” 19, par. 25.
“Environmental and Social Framework,” 19, par. 28(b)
“Environmental and Social Framework,” 20, par. 29.
25
Select target paragraph3
Add to table of contents