provide “sufficient time” for these communities to
go through their decision-making processes.37
Borrowers should also be aware that there are various
strategies that can be used to mitigate barriers to
engagements and participating in consultations “by
focusing on issues of accessibility, communication,
empowerment, and/or confidentiality.”38 Borrowers
may need to use separate consultation formats for
“women, children, youth, and the elderly, or other
groups” depending on the societal context.39
Special accomodations for meaningful
consultations in the examined SEP
As noted by the Bank’s Template SEP, there are many
ways Borrowers can focus on issues of accessibility to
mitigate obstacles to stakeholder engagement. Yet,
the majority of SEPs did not provide any information
about specific accommodations that people might
need to effectively engage with the projects and
participate in consultations.
Table 3 shows that only three SEPs in this analysis list
special accommodations to help mitigate obstacles to
participating in consultations: Sri Lanka, Guatemala,
and the Philippines.40 The SEP for the project in Sri
Lanka provides proposed strategies specifically for
engaging and disclosing information to each of five
vulnerable groups, including designing surveys and
“other engagement activities so that women in unpaid
care work can participate.”41 Guatemala’s SEP says
that there is a “need for interpreters for Indigenous
languages, and sign language as necessary, in order
to ensure patients and their families understand key
messages” of the project.42 Yet, despite the reference
to the need for interpreters in the Guatemala SEP,
merely including this accommodation would not be
sufficient to meet the ESS7 requirements, which call
for consultations to involve representative bodies
from Indigenous peoples, and to provide sufficient
time to allow them to undergo their own collective
decision-making processes.
The SEP for the Philippines project, on the
other hand, indicates specifically it will conduct
consultations in a way to meet the requirements of
ESS7. It does not list specific accommodations that
the project will use, but it states that it will conduct
“targeted consultations with indigenous peoples’
37 See 5e under ESS7 in Annex 1; “Environmental and Social Framework,” 79, par. 23(b).
38 See 3m under ESS10 in Annex 1; “Guidance Note: ESS10,” 4, GN11.1.
39 See 3l under ESS10 in Annex 1; “Guidance Note: ESS10,” 4, GN10.2.
40 The El Salvador SEP does not detail special accomodations for
conducting consultations, but as noted in B.1 above, it proposes special
forms of information disclosure to publicize consultations.
41 Kak, “SEP - Sri Lanka COVID-19 Project,” 13.
42 Cavagnero, “SEP - Guatemala COVID-19 Project,” 7.
BANK INFORMATION CENTER | MAR 2021
representatives and organizations” by identifying
appropriate Indigenous Peoples’ organizations and
use “engagement approaches that are culturally
appropriate that allow for sufficient time for
feedback and decision-making processes.”43 Without
any updates to the SEP (discussed further in E.2
below), the Borrower has only asserted it intended
to meet the ESS7 requirements, but does not indicate
the modalities through which it will engage in a
“culturally appropriate” manner.
In not providing documentation about the culturally
appropriate formats they will use for consultations,
the other eight projects appear to be out of
compliance with Borrowers’ requirements to provide
these formats and remove barriers to stakeholders
participating in projects, especially those that are
“disadvantaged or vulnerable.” If they cannot
fully engage in consultations and other forms of
engagement, stakeholders cannot provide their
input about the project and its risks and benefits. It
is also much more difficult for stakeholders to take
advantage of project benefits if they do not fully
understand them, or if information is presented in a
way that is culturally inappropriate.
See
“Special
accomodations
for
meaningful
consultations” in Annex 3 for more information.
2. Clear timelines and personnel for
consultations and feedback
Relevant ESF requirements and guidance for
timelines and personnel for consultations
According to the ESF, the Bank is required to monitor
stakeholder engagement and consultations by
Borrowers.44 If it is appropriate given a project’s
particular context, the Bank may also participate in
“the consultation activities of the Borrower, including
with disadvantaged or vulnerable individuals or
groups” to undertake “its due diligence of the
project.”45
Borrowers are required to “describe the timing
and methods of engagement with stakeholders
throughout the life cycle of the project” in the SEP.46
Recognizing that stakeholder engagement is most
effective when initiated early in the process of project
development, Borrowers must begin consultation
with stakeholders early to get their initial views,
as well as disclose information about the time and
43 Demombynes, “SEP - Philippines COVID-19 Project,” 6.
44 See 1d under ESP in Annex 1; “Environmental and Social Framework,” 9, par. 50.
45 See 2d under The Directive in Annex 1; “The Directive,” 3.
46 See 3bi under ESS10 in Annex 1; “Environmental and Social Framework,” 98-99, par. 14.
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